Engagement Framework


Strategic Focus


CWC Capital’s engagement framework is oriented toward specialist hedge fund strategies operating within funding and derivatives markets. These strategies are typically structured around non-directional arbitrage methodologies within FX swap, cross-currency funding, and short-term funding markets.


The firm’s activities, subject to regulatory approvals, relate to professional investor engagement within defined regulatory parameters.

Scope, Process & Professional Investor Engagement


Scope of Engagement

CWC Capital operates within a defined professional investor perimeter consistent with the UAE Securities and Commodities Authority (SCA) Category 5 regulatory framework. The firm structures institutional engagement between specialist hedge fund managers and professional investors on a non-discretionary and non custodial basis.


The firms activities are limited to:

  • Structuring institutional engagement between eligible investment managers and professional investors
  • Coordinating professional investor introductions in accordance with regulatory approvals
  • Defining engagement parameters and investor qualification criteria


CWC Capital does not:

  • Manage client assets
  • Provide discretionary investment management
  • Provide investment advice
  • Hold or control client funds or securities

Engagement Process

CWC Capital applies a structured capital engagement framework designed to ensure regulatory alignment, professional investor suitability, and institutional process discipline.


Mandate Qualification

Evaluation of mandate parameters, institutional suitability, and regulatory perimeter alignment prior to engagement.


Engagement Structuring

Definition of engagement scope, communication boundaries, investor eligibility criteria, and information dissemination parameters.


Professional Investor Coordination

Sequenced and controlled engagement between specialist hedge fund managers and eligible professional investors, subject to regulatory approvals.


Governance & Oversight

Ongoing review of engagement boundaries, disclosure integrity, and regulatory compliance controls throughout the engagement lifecycle.