CWC Capital

Capital Structuring for Professional Investors

CWC Capital provides structured capital introduction and professional investor engagement services to institutional managers and professional allocators.


Operating within the UAE SCA Category 5 framework, subject to regulatory approvals

CWC Capital is a professional investor–focused capital structuring firm established in the United Arab Emirates and currently applying for authorisation with the UAE Securities and Commodities Authority (SCA) under Category 5, to conduct permitted capital introduction and private placement activities for professional investors, subject to regulatory approval.


The firm’s activities are currently limited to professional investor engagement and information dissemination in accordance with applicable laws and regulatory requirements.


All engagements are reviewed to ensure alignment with regulatory scope and professional investor criteria.



For Professional Investors only.

Information provided herein does not constitute an offer, solicitation, or investment advice.


CWC Capital does not provide investment advice, discretionary portfolio management, execution services, or custody, and does not accept or handle client funds. The firm works exclusively with professional investors and institutional counterparties.

Our Scope, Process & Professional Investor Engagement


Scope

CWC Capital operates exclusively within the scope of professional investor engagement and capital introduction, consistent with UAE SCA Category 5 regulatory permissions. The firm facilitates structured engagement between institutional managers and professional investors, operating on a non-discretionary, non-custodial basis.



Specifically, CWC Capital:

  • Facilitates introductions and engagement between institutional managers and professional investors
  • Supports strategic positioning, investor communications, and engagement processes
  • Operates on a non-discretionary, non-custodial, non-advisory basis


CWC Capital does not:

  • manage client assets
  • provide discretionary investment management
  • provide investment advice to retail clients
  • hold or control client funds or securities


Our Process

Our engagement process is designed to be structured, selective and compliant through:.


  • Initial Qualification
    Assessment of mandate suitability, audience alignment, and regulatory constraints.


  • Engagement Structuring
    Definition of scope, messaging parameters, and professional investor criteria.


  • Professional Investor Engagement
    Controlled introductions and engagement with relevant institutional counterparties.


  • Ongoing Oversight
    Continuous monitoring of engagement boundaries, disclosures, and process integrity.