CWC Capital
Institutional Capital Introduction & Professional Investor Engagement
CWC Capital provides structured capital introduction and professional investor engagement services to institutional managers and professional allocators, working within clearly defined regulatory boundaries.
Operating within the UAE SCA Category 5 framework, subject to regulatory approvals
For Professional Investors only. Information only; not an offer, solicitation, or investment advice.
All engagements are reviewed to ensure alignment with regulatory scope and professional investor criteria.
We are a professional investor–focused consulting and capital introduction firm being established in the United Arab Emirates. We are in the process of applying for authorisation with the UAE Securities and Commodities Authority (SCA) under Category 5 to conduct permitted introduction and marketing activities for professional investors.
CWC Capital’s activities are limited to professional investor engagement, information dissemination and the facilitation of introductions between eligible investors and alternative investment managers, subject to applicable laws and regulatory approvals.
We do not provide investment advice, discretionary portfolio management, execution services, or custody, and does not accept or handle client funds. We work exclusively for professional investors and institutional counterparties.
Nothing contained herein constitutes an offer, solicitation, or recommendation to invest in any financial product or fund.
Our Scope, Process & Professional Investor Engagement
Scope
CWC Capital operates exclusively within the scope of professional investor engagement and capital introduction, consistent with UAE SCA Category 5 regulatory permissions. The firm facilitates structured engagement between institutional managers and professional investors, operating on a non-discretionary, non-custodial basis.
Specifically, CWC Capital:
- Facilitates introductions and engagement between institutional managers and professional investors
- Supports strategic positioning, investor communications, and engagement processes
- Operates on a non-discretionary, non-custodial, non-advisory basis
CWC Capital does not:
- manage client assets
- provide discretionary investment management
- provide investment advice to retail clients
- hold or control client funds or securities
Our Process
Our engagement process is designed to be structured, selective and compliant through:.
- Initial Qualification
Assessment of mandate suitability, audience alignment, and regulatory constraints.
- Engagement Structuring
Definition of scope, messaging parameters, and professional investor criteria.
- Professional Investor Engagement
Controlled introductions and engagement with relevant institutional counterparties.
- Ongoing Oversight
Continuous monitoring of engagement boundaries, disclosures, and process integrity.
